International Association
for Cryptologic Research

We study sufficient conditions to compile simulation-extractable zkSNARKs from information-theoretic interactive oracle proofs (IOP) using a simulation-extractable commit-and-prove system for its oracles. Specifically, we define simulation extractability for opening and evaluation proofs of polynomial commitment schemes, which we then employ to prove the security of zkSNARKS obtained from polynomial IOP proof systems. To instantiate our methodology, we additionally prove that KZG commitments satisfy our simulation extractability requirement, despite being naturally malleable. To this end, we design a relaxed notion of simulation extractability that matches how KZG commitments are used and optimized in real-world proof systems. The proof that KZG satisfies this relaxed simulation extractability property relies on the algebraic group model and random oracle model.

We establish new results on the Fiat-Shamir (FS) security of several protocols that are widely used in practice, and we provide general tools for establishing similar results for others. More precisely, we: (1) prove the FS security of the FRI and batched FRI protocols; (2) analyze a general class of protocols, which we call \emph{$\delta$-correlated}, that use low-degree proximity testing as a subroutine (this includes many ``Plonk-like'' protocols (e.g., Plonky2 and Redshift), ethSTARK, RISC Zero, etc.); and (3) prove FS security of the aforementioned ``Plonk-like'' protocols, and sketch how to prove the same for the others. We obtain our first result by analyzing the round-by-round (RBR) soundness and RBR knowledge soundness of FRI. For the second result, we prove that if a $\delta$-correlated protocol is RBR (knowledge) sound under the assumption that adversaries always send low-degree polynomials, then it is RBR (knowledge) sound in general. Equipped with this tool, we prove our third result by formally showing that ``Plonk-like'' protocols are RBR (knowledge) sound under the assumption that adversaries always send low-degree polynomials. We then outline analogous arguments for the remainder of the aforementioned protocols. To the best of our knowledge, ours is the first formal analysis of the Fiat-Shamir security of FRI and widely deployed protocols that invoke it.

We propose a univariate sumcheck argument $\mathfrak{Count}$ of essentially optimal communication efficiency of one group element. While the previously most efficient univariate sumcheck argument of Aurora is based on polynomial commitments, $\mathfrak{Count}$ is based on inner-product commitments. We use $\mathfrak{Count}$ to construct a new pairing-based updatable and universal zk-SNARK $\mathfrak{Vampire}$ with the shortest known argument length (four group and two finite field elements) for $\mathsf{NP}$. In addition, $\mathfrak{Vampire}$ uses the aggregated polynomial commitment scheme of Boneh et al.

An extractable one-way function (EOWF), introduced by Canetti and Dakdouk (ICALP 2008) and generalized by Bitansky et al. (SIAM Journal on Computing vol. 45), is an OWF that allows for efficient extraction of a preimage for the function. We study (generalized) EOWFs that have a public image verification algorithm. We call such OWFs verifiably-extractable and show that several previously known constructions satisfy this notion. We study how such OWFs relate to subversion zero-knowledge (Sub-ZK) NIZKs by using them to generically construct a Sub-ZK NIZK from a NIZK satisfying certain additional properties, and conversely show how to obtain them from any Sub-ZK NIZK. Prior to our work, the Sub-ZK property of NIZKs was achieved using concrete knowledge assumptions.

While NIZK arguments in the CRS model are widely studied, the question of what happens when the CRS is subverted has received little attention. In ASIACRYPT 2016, Bellare, Fuchsbauer, and Scafuro showed the first negative and positive results, proving also that it is impossible to achieve subversion soundness and (even non-subversion) zero knowledge at the same time. On the positive side, they constructed a sound and subversion-zero knowledge (Sub-ZK) non-succinct NIZK argument for NP. We consider the practically very relevant case of zk-SNARKs. We make Groth’s zk-SNARK for Circuit-SAT from EUROCRYPT 2016 computationally knowledge-sound and perfectly composable Sub-ZK with minimal changes. We only require the CRS trapdoor to be extractable and the CRS to be publicly verifiable. To achieve the latter, we add some new elements to the CRS and construct an efficient CRS verification algorithm. We also provide a definitional framework for knowledge-sound and Sub-ZK SNARKs.

Recently, Bellare et al. defined subversion-resistance (security in the case the CRS creator may be malicious) for NIZK. In particular, a Sub-ZK NIZK is zero-knowledge, even in the case of subverted CRS. We study Sub-ZK QA-NIZKs, where the CRS can depend on the language parameter. First, we observe that subversion zero-knowledge (Sub-ZK) in the CRS model corresponds to no-auxiliary-string non-black-box NIZK in the Bare Public Key model, and hence, the use of non-black-box techniques is needed to obtain Sub-ZK. Second, we give a precise definition of Sub-ZK QA-NIZKs that are (knowledge-)sound if the language parameter but not the CRS is subverted and zero-knowledge even if both are subverted. Third, we prove that the most efficient known QA-NIZK for linear subspaces by Kiltz and Wee is Sub-ZK under a new knowledge assumption that by itself is secure in (a weaker version of) the algebraic group model. Depending on the parameter setting, it is (knowledge-)sound under different non-falsifiable assumptions, some of which do not belong to the family of knowledge assumptions.