International Association
for Cryptologic Research

We present a formally verified proof of the correctness and IND-CCA security of ML-KEM, the Kyber-based Key Encapsulation Mechanism (KEM) undergoing standardization by NIST. The proof is machine-checked in EasyCrypt and it includes: 1) A formalization of the correctness (decryption failure probability) and IND-CPA security of the Kyber base public-key encryption scheme, following Bos et al. at Euro S&P 2018; 2) A formalization of the relevant variant of the Fujisaki-Okamoto transform in the Random Oracle Model (ROM), which follows closely (but not exactly) Hofheinz, Hovelmanns and Kiltz at TCC 2017; 3) A proof that the IND-CCA security of the ML-KEM specification and its correctness as a KEM follows from the previous results; 4) Two formally verified implementations of ML-KEM written in Jasmin that are provably constant-time, functionally equivalent to the ML-KEM specification and, for this reason, inherit the provable security guarantees established in the previous points. The top-level theorems give self-contained concrete bounds for the correctness and security of ML-KEM down to (a variant of) Module-LWE. We discuss how they are built modularly by leveraging various EasyCrypt features.

In this paper we present the first formally verified implementations of Kyber and, to the best of our knowledge, the first such implementations of any post-quantum cryptosystem. We give a (readable) formal specification of Kyber in the EasyCrypt proof assistant, which is syntactically very close to the pseudocode description of the scheme as given in the most recent version of the NIST submission. We present high-assurance open-source implementations of Kyber written in the Jasmin language, along with machine-checked proofs that they are functionally correct with respect to the EasyCrypt specification. We describe a number of improvements to the EasyCrypt and Jasmin frameworks that were needed for this implementation and verification effort, and we present detailed benchmarks of our implementations, showing that our code achieves performance close to existing hand-optimized implementations in C and assembly.