International Association
for Cryptologic Research

We formally define the Lattice Isomorphism Problem for module lattices (module-LIP) in a number field K. This is a generalization of the problem defined by Ducas, Postlethwaite, Pulles, and van Woerden (Asiacrypt 2022), taking into account the arithmetic and algebraic specificity of module lattices from their representation using pseudo-bases. We also provide the corresponding set of algorithmic and theoretical tools for the future study of this problem in a module setting. Our main contribution is an algorithm solving module-LIP for modules of rank 2 in K^2, when K is a totally real number field. Our algorithm exploits the connection between this problem, relative norm equations and the decomposition of algebraic integers as sums of two squares. For a large class of modules, including O_K^2, it runs in classical polynomial time (under reasonable number theoretic assumptions). We provide a proof-of-concept code running over the maximal real subfield of cyclotomic fields.

We present a general framework for polynomial-time lattice Gaussian sampling. It revolves around a systematic study of the discrete Gaussian measure and its samplers under \emph{extensions} of lattices; we first show that given lattices $\Lat'\subset \Lat$ we can sample efficiently in $\Lat$ if we know how to do so in $\Lat'$ and the quotient $\Lat/\Lat'$, \emph{regardless} of the primitivity of $\Lat'$. As a direct application, we tackle the problem of domain extension and restriction for sampling and propose a sampler tailored for lattice \emph{filtrations}, which can be seen as a broad generalization of the celebrated Klein's sampler. Then, we demonstrate how to sample using a change of bases, or even switching the ambient space, even when the target lattice is not represented as full-rank in the ambient space. We show how to correct the induced distortion with the ``convolution-like'' technique of Peikert (Crypto 2010) (which we encompass as a byproduct). Since our framework aims at modularity and leverage the combinations of smaller samplers to build new ones, we also propose ad-hoc samplers for the so-called \emph{root lattices} $\An_n, \Dn_n, \mathsf{E}_n$ as base cases, extending the state-of-the-art for root lattice sampling, which was limited to $\ZZ^n$. We also show how our framework blends with the so-called $k$ing construction and provides a sampler for the remarkable Leech and Barnes-Wall lattices. As a by-product, we obtain novel, quasi-linear samplers for prime and smooth conductor (as $2^\ell 3^k$) cyclotomic rings, achieving essentially optimal Gaussian width. In a practice-oriented application, we showcase the impact of our work on hash-and-sign signatures over \textsc{ntru} lattices. In the best case, we can gain around 200 bytes (which corresponds to an improvement greater than 20\%) on the signature size. We also improve the new gadget-based constructions (Yu, Jia, Wang, Crypto 2023) and gain up to 110 bytes for the resulting signatures. Lastly, we sprinkle our exposition with several new estimates for the smoothing parameter of lattices, stemming from our algorithmic constructions and by novel methods based on series reversion.

In this paper, we introduce a novel trapdoor generation technique for Prest's hybrid sampler over NTRU lattices. Prest's sampler is used in particular in the recently proposed Mitaka signature scheme (Eurocrypt 2022), a variant of the Falcon signature scheme, one of the candidates selected by NIST for standardization. Mitaka was introduced to address Falcon's main drawback, namely the fact that the lattice Gaussian sampler used in its signature generation is highly complex, difficult to implement correctly, to parallelize or protect against side-channels, and to instantiate over rings of dimension not a power of two to reach intermediate security levels. Prest's sampler is considerably simpler and solves these various issues, but when applying the same trapdoor generation approach as Falcon, the resulting signatures have far lower security in equal dimension. The Mitaka paper showed how certain randomness-recycling techniques could be used to mitigate this security loss, but the resulting scheme is still substantially less secure than Falcon (by around 20 to 50 bits of CoreSVP security depending on the parameters), and has much slower key generation. Our new trapdoor generation techniques solves all of those issues satisfactorily: it gives rise to a much simpler and faster key generation algorithm than Mitaka's (achieving similar speeds to Falcon), and is able to comfortably generate trapdoors reaching the same NIST security levels as Falcon as well. It can also be easily adapted to rings of intermediate dimensions, in order to support the same versatility as Mitaka in terms of parameter selection. All in all, this new technique combines all the advantages of both Falcon and Mitaka (and more) with none of the drawbacks.

This work describes the Mitaka signature scheme: a new hash-and-sign signature scheme over NTRU lattices which can be seen as a variant of NIST finalist Falcon. It achieves comparable efficiency but is considerably simpler, online/offline, and easier to parallelize and protect against side-channels, thus offering significant advantages from an implementation standpoint. It is also much more versatile in terms of parameter selection. We obtain this signature scheme by replacing the FFO lattice Gaussian sampler in Falcon by the “hybrid” sampler of Ducas and Prest, for which we carry out a detailed and corrected security analysis. In principle, such a change can result in a substantial security loss, but we show that this loss can be largely mitigated using new techniques in key generation that allow us to construct much higher quality lattice trapdoors for the hybrid sampler relatively cheaply. This new approach can also be instantiated on a wide variety of base fields, in contrast with Falcon's restriction to power-of-two cyclotomics. We also introduce a new lattice Gaussian sampler with the same quality and efficiency, but which is moreover compatible with the integral matrix Gram root technique of Ducas et al., allowing us to avoid floating point arithmetic. This makes it possible to realize the same signature scheme as Mitaka efficiently on platforms with poor support for floating point numbers. Finally, we describe a provably secure masking of Mitaka. More precisely, we introduce novel gadgets that allow provable masking at any order at much lower cost than previous masking techniques for Gaussian sampling-based signature schemes, for cheap and dependable side-channel protection.

Lattice-based digital signature schemes following the hash-and-sign design paradigm of Gentry, Peikert and Vaikuntanathan (GPV) tend to offer an attractive level of efficiency, particularly when instantiated with structured compact trapdoors. In particular, NIST postquantum finalist Falcon is both quite fast for signing and verification and quite compact: NIST notes that it has the smallest bandwidth (as measured in combined size of public key and signature) of all round 2 digital signature candidates. Nevertheless, while Falcon--512, for instance, compares favorably to ECDSA--384 in terms of speed, its signatures are well over 10 times larger. For applications that store large number of signatures, or that require signatures to fit in prescribed packet sizes, this can be a critical limitation. In this paper, we explore several approaches to further improve the size of hash-and-sign lattice-based signatures, particularly instantiated over NTRU lattices like Falcon and its recent variant Mitaka. In particular, while GPV signatures are usually obtained by sampling lattice points according to some *spherical* discrete Gaussian distribution, we show that it can be beneficial to sample instead according to a suitably chosen *ellipsoidal* discrete Gaussian: this is because only half of the sampled Gaussian vector is actually output as the signature, while the other half is recovered during verification. Making the half that actually occurs in signatures shorter reduces signature size at essentially no security loss (in a suitable range of parameters). Similarly, we show that reducing the modulus $q$ with respect to which signatures are computed can improve signature size as well as verification key size almost ``for free''; this is particularly true for constructions like Falcon and Mitaka that do not make substantial use of NTT-based multiplication (and rely instead on transcendental FFT). Finally, we show that the Gaussian vectors in signatures can be represented in a more compact way with appropriate coding-theoretic techniques, improving signature size by an additional 7 to 14%. All in all, we manage to reduce the size of, e.g., Falcon signatures by 30--40% at the cost of only 4--6 bits of Core-SVP security.

In this paper, we initiate the study of side-channel leakage in hash-and-sign lattice-based signatures, with particular emphasis on the two efficient implementations of the original GPV lattice-trapdoor paradigm for signatures, namely NIST second-round candidate Falcon and its simpler predecessor DLP. Both of these schemes implement the GPV signature scheme over NTRU lattices, achieving great speed-ups over the general lattice case. Our results are mainly threefold. First, we identify a specific source of side-channel leakage in most implementations of those schemes, namely, the one-dimensional Gaussian sampling steps within lattice Gaussian sampling. It turns out that the implementations of these steps often leak the Gram--Schmidt norms of the secret lattice basis. Second, we elucidate the link between this leakage and the secret key, by showing that the entire secret key can be efficiently reconstructed solely from those Gram--Schmidt norms. The result makes heavy use of the algebraic structure of the corresponding schemes, which work over a power-of-two cyclotomic field. Third, we concretely demonstrate the side-channel attack against DLP (but not Falcon due to the different structures of the two schemes). The challenge is that timing information only provides an approximation of the Gram--Schmidt norms, so our algebraic recovery technique needs to be combined with pruned tree search in order to apply it to approximate values. Experimentally, we show that around $2^{35}$ DLP traces are enough to reconstruct the entire key with good probability.

The LLL algorithm takes as input a basis of a Euclidean lattice, and, within a polynomial number of operations, it outputs another basis of the same lattice but consisting of rather short vectors. We provide a generalization to R-modules contained in  $$K^n$$ for arbitrary number fields K and dimension n, with R denoting the ring of integers of K. Concretely, we introduce an algorithm that efficiently finds short vectors in rank-n modules when given access to an oracle that finds short vectors in rank-2 modules, and an algorithm that efficiently finds short vectors in rank-2 modules given access to a Closest Vector Problem oracle for a lattice that depends only on K. The second algorithm relies on quantum computations and its analysis is heuristic.